Allison Nathe is a registered investment advisor, based in Wenatchee, WA, with 24 years of industry experience.
Location
175 E. Penny Road, Suite 1, Wenatchee, WA, 98801
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Allison works as a Wealth Management Assistant for CNC Financial Group, LLC and Cordell, Neher & Company, PLLC, providing support to financial advisors and assisting with client servicing. Both roles are full-time, involving paperwork, client service, reporting, account maintenance, and trade entry.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
1st Global Capital CORP.Broker
1st Global Advisors INC
Global Financial Private Capital, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.