Joel Mathews is a registered investment advisor at R. F. Lafferty & CO., INC., based in New York, NY, with 11 years of industry experience. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 125 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.75% |
| $250K - $500K | 2.50% |
| $500K - $750K | 2.25% |
| $750K - $1.0M | 2.00% |
| $1.0M - $2.5M | 1.50% |
| $2.5M - $5.0M | 1.25% |
| $5.0M - $10.0M | 1.25% |
| $10M+ | 1.25% |
Fees are negotiable for accounts over $5,000,000.
Fee Estimator
Location
40 Wall Street, Suite 3602, New York, NY, 10005
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joel works as a consultant/advisor at ClearThink Capital, a venture capital firm, dedicating nearly full-time hours. He also serves as a Compliance Officer for Legasure LLC, reviewing sales of variable insurance policies for a few hours per week, and as a Trustee for the Norma Gilbert Trust, devoting about 10% of his time.
Employment History
Current Registrations
R. F. Lafferty & CO., INC.
R. F. Lafferty & CO., INC.Broker
Previous Registrations
Enclave Capital LLCBroker
First Sovereign SecuritiesBroker
Hokin Investment Advisors INC.
State Registrations13 states
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