Joel Mathews
Joel Mathews is a registered investment advisor at R. F. Lafferty & CO., INC., based in Boca Raton, FL, with 12 years of industry experience. Joel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 125 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.75% |
| $250K - $500K | 2.50% |
| $500K - $750K | 2.25% |
| $750K - $1.0M | 2.00% |
| $1.0M - $2.5M | 1.50% |
| $2.5M+ | 1.25% |
All fees are negotiable. Fees for accounts over $5,000,000 are fully negotiable. Minimum advisory account size is $25,000.
Fee Estimator
Location
150 East Palmetto Park Road, Suite 202, Boca Raton, FL, 33432
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joel works as a consultant/advisor at ClearThink Capital, a venture capital firm, dedicating nearly full-time hours. He also serves as a Compliance Officer for Legasure LLC, reviewing sales of variable insurance policies for a few hours per week, and as a Trustee for the Norma Gilbert Trust, devoting about 10% of his time.
Employment History
Current Registrations
R. F. Lafferty & CO., INC.
R. F. Lafferty & CO., INC.Broker
Previous Registrations
Enclave Capital LLCBroker
First Sovereign SecuritiesBroker
Hokin Investment Advisors INC.
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Nicole Carlon, CFPMutual Advisors, LLC
- Jesse Cordoba, CFPRed Reef Advisors LLC
- Joseph Orsini, CFAOppenheimer & CO. INC.
- Gregory Brodeur, CFP, ChFCAlpha Zero LLC
- Victoria Nabaggala, CFPAmeriprise Financial Services, LLC
- Gerald Barbalatt, CFPCommonwealth Financial Network