Nancy Woo
Nancy Woo is a registered investment advisor at LPL Financial LLC, based in Garden Grove, CA, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
13008 Harbor Blvd, Garden Grove, CA, 92843
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nancy operates under SchoolsFirst Investment Services as a DBA for her LPL business and works for SchoolsFirst Federal Credit Union as a Life and LTC Insurance Specialist, dedicating full-time hours to these roles. She also co-owns rental real estate, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.Broker
The Leaders Group, INC.Broker
Wbb Securities, LLCBroker
Wbb Securities, LLC
The Leaders Group, INC.Broker
Jefferson Pilot Securities CorporationBroker
Manulife Financial Securities LLC
Manulife Financial Securities LLCBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.