Philip Crow is a registered investment advisor, based in Little Elm, TX, with 25 years of industry experience.
Location
Little Elm, TX
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 2006Final
Other Business Activities
Philip works as an associate/employee and compliance officer for Mainspring Wealth Advisors, LLC since 2022. This takes about half of his time, including about a quarter of his time during trading hours.
Employment History
Current Registrations
Raymond James Financial Services, INC.
February 2022 - Present · 4 yrs 3 mos
Raymond James Financial Services Advisors, INC
February 2022 - Present · 4 yrs 3 mos
Raymond James Financial Services, INC.Broker
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
Hornor, Townsend & Kent, LLC
November 2010 - January 2022 · 11 yrs 2 mos
Hornor, Townsend & Kent, LLCBroker
September 2010 - January 2022 · 11 yrs 4 mos
Northwestern Mutual Investment Services,llc
October 2009 - March 2010 · 5 mos
Northwestern Mutual Investment Services, LLCBroker
July 2009 - March 2010 · 8 mos
1st Global Advisors INC
January 2008 - March 2009 · 1 yr 2 mos
1st Global Capital CORP.Broker
January 2008 - March 2009 · 1 yr 2 mos
Banc of America Investment Services, INC.Broker
January 2007 - December 2007 · 11 mos
Banc of America Investment Services, INC.
January 2007 - December 2007 · 11 mos
American General Securities Incorporated
March 2006 - January 2007 · 10 mos
American General Securities IncorporatedBroker
January 2005 - January 2007 · 2 yrs
Next Financial Group, INC.
September 2004 - December 2004 · 3 mos
Next Financial Group, INC.Broker
January 2004 - December 2004 · 11 mos
Cullum & Burks Securities, INC.Broker
September 1999 - December 2003 · 4 yrs 3 mos
Ids Life Insurance CompanyBroker
August 1999 - September 1999 · 1 mo
American Express Financial Advisors INC.Broker
August 1999 - September 1999 · 1 mo
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.