Kevin Moravek
Kevin Moravek is a registered investment advisor at October Effect LTD., based in Virginia Beach, VA, with 26 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 361 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $25K | 0.70% |
| $25K - $100K | 0.70% |
| $100K - $500K | 0.70% |
| $500K - $800K | 0.70% |
| $800K - $1.0M | 0.70% |
| $1.0M - $1.5M | 0.70% |
| $1.5M - $2.1M | 0.70% |
| $2.1M+ | 0.50% |
Fees may be negotiable if the client is part of a group (four or more buying/investing units). In addition, October Effect Ltd. Offers the following portfolios to qualified investors: Portfolio Annual Fee Quarterly fee Performance fee Aggressive Derivative 0.70% 0.175% 20% when net return exceeds 30% Aggressive Income 0.50% 0.125% 5% when net return exceeds 12%
Fee Estimator
Location
One Columbus Center, Suite 651A, Virginia Beach, VA, 23462
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kevin is an investment adviser representative with October Effect, LTD, focusing on advisory services and financial planning, taking about half of his time. He also works as an insurance agent selling fixed insurance, dedicating minimal time, and is a registered representative with Gradient Securities, spending a few hours per week.
Employment History
Current Registrations
October Effect LTD.
Gradient Securities, LLCBroker
Previous Registrations
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
First Command Bank
First Command Financial Planning, INC.
First Command Financial Planning, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.