October Effect Ltd. provides investment management through discretionary accounts, co-advisory services with Flexible Plan Investments, and performance-based accounts for qualified investors. They also offer financial planning and consulting services tailored to client needs, including risk management, investment planning, and estate planning. Additionally, October Effect Ltd. provides services to qualified retirement plans, acting as a 3(38) advisor. They may recommend Third-Party Asset Management Programs (TAMPs) and receive referral fees.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $25K | 0.70% |
| $25K - $100K | 0.70% |
| $100K - $500K | 0.70% |
| $500K - $800K | 0.70% |
| $800K - $1.0M | 0.70% |
| $1.0M - $1.5M | 0.70% |
| $1.5M - $2.1M | 0.70% |
| $2.1M+ | 0.50% |
Fees may be negotiable if the client is part of a group (four or more buying/investing units). In addition, October Effect Ltd. Offers the following portfolios to qualified investors: Portfolio Annual Fee Quarterly fee Performance fee Aggressive Derivative 0.70% 0.175% 20% when net return exceeds 30% Aggressive Income 0.50% 0.125% 5% when net return exceeds 12%