William Poulter
William Poulter is a registered investment advisor at LPL Financial LLC, based in Baton Rouge, LA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
11616 Southfork Ave Ste 301, Baton Rouge, LA, 70816-5241
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2021Other Business Activities
William operates Poulter Investment Advisors as a DBA for his LPL business since 2014. He also owns WJP Enterprises LLC, through which he rents office space to a CPA firm and an attorney, dedicating minimal time to these real estate activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.Broker
Banc One Securities CorporationBroker
Allmerica Investments, INC.Broker
Financial Network Investment CorporationBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.