William Poulter
William Poulter is a registered investment advisor at LPL Financial LLC, based in Baton Rouge, LA, with 27 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
11616 Southfork Ave Ste 301, Baton Rouge, LA, 70816-5241
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2021Other Business Activities
William operates Poulter Investment Advisors as a DBA for his LPL business since 2014. He also owns WJP Enterprises LLC, through which he rents office space to a CPA firm and an attorney, dedicating minimal time to these real estate activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.Broker
Banc One Securities CorporationBroker
Allmerica Investments, INC.Broker
Financial Network Investment CorporationBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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