Kathleen Lach is a registered investment advisor at Morgan Stanley, based in Dublin, OH, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
545 Metro Place South, Suite 300, Dublin, OH, 43017
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
March 2021 - Present · 5 yrs 6 mos
Morgan Stanley
March 2021 - Present · 5 yrs 6 mos
Previous Registrations
UBS Financial Services INC.Broker
March 2008 - April 2021 · 13 yrs 1 mo
UBS Financial Services INC.
March 2008 - April 2021 · 13 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 1999 - March 2008 · 8 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1999 - March 2008 · 8 yrs 7 mos
State Registrations21 states
AZCACTFLGAIDILINMINJNVNYOHORSCTXUTVAVirgin IslandsWAWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.