Ismael Retana
Ismael Retana is a registered investment advisor at LPL Financial LLC, based in Laredo, TX, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5800 San Dario Ave, Laredo, TX, 78040
Get directionsHistory
Regulatory History (3)
Customer Dispute
February 2024Customer Dispute
September 2021Customer Dispute
April 2017Other Business ActivitiesSells Insurance
Ismael has a DBA called Financial Resources Group, but spends no time on it. He also processes life, health, disability, and long-term care insurance business through IBC Insurance Agency, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Ifmg Securities, INC.
Ifmg Securities, INC.Broker
UBS Painewebber INC.
UBS Painewebber INC.Broker
U.S. Global Brokerage, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.