TrueAdvisor
TrueAdvisor
BW
CFP
BW
CFP

Brian Wise

LPL Financial LLC
17 Years of Experience
Altamonte Springs, FL
Broker
View SEC Summary
View SEC Summary

Brian Wise is a CFP-designated registered investment advisor at LPL Financial LLC, based in Altamonte Springs, FL, with 17 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

215 N Westmonte Drive, Altamonte Springs, FL, 32714

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Brian operates under the DBA Synergy Wealth Alliance for his LPL business since 2021. This activity is investment-related.

Employment History
Current Registrations
LPL Financial LLC
October 2021 - Present · 5 yrs
LPL Financial LLCBroker
October 2021 - Present · 5 yrs
Previous Registrations
Ameriprise Financial Services, LLC
January 2020 - July 2021 · 1 yr 6 mos
Ameriprise Financial Services, LLCBroker
December 2019 - July 2021 · 1 yr 7 mos
Blueprint Wealth Management
August 2019 - September 2019 · 1 mo
Wells Fargo Clearing Services, LLC
August 2015 - July 2019 · 3 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
August 2015 - July 2019 · 3 yrs 11 mos
J.P. Morgan Securities LLC
November 2014 - July 2015 · 8 mos
J.P. Morgan Securities LLCBroker
November 2014 - July 2015 · 8 mos
Edward Jones
July 2013 - September 2014 · 1 yr 2 mos
Edward JonesBroker
July 2013 - September 2014 · 1 yr 2 mos
Morgan Stanley
August 2012 - May 2013 · 9 mos
Morgan StanleyBroker
July 2012 - May 2013 · 10 mos
National Planning CorporationBroker
August 2011 - April 2012 · 8 mos
Wells Fargo Advisors, LLCBroker
November 2007 - July 2011 · 3 yrs 8 mos
State Registrations3 states
FLINTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Altamonte Springs, FL →All financial advisors in Florida →