TrueAdvisor
TrueAdvisor
JP
JP

Jeffrey Ponson

LPL Financial LLC
23 Years of Experience
Baton Rouge, LA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Jeffrey Ponson is a registered investment advisor at LPL Financial LLC, based in Baton Rouge, LA, with 23 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4220 Bluebonnet Blvd Ste B, Baton Rouge, LA, 70809

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jeffrey is involved in several business activities, including Jeff Ponson Financial Services, focusing on non-variable insurance and property & casualty insurance since 2001, taking about half of his time. He also operates Champion Wealth Strategies and Jeff Ponson Financial Services LLC as DBAs for his LPL business, dedicating full-time hours and a few hours per week, respectively.

Employment History
Current Registrations
LPL Financial LLC
April 2019 - Present · 7 yrs 6 mos
LPL Financial LLCBroker
April 2019 - Present · 7 yrs 6 mos
Previous Registrations
MML Investors Services, LLC
July 2013 - October 2016 · 3 yrs 3 mos
MML Investors Services, LLCBroker
May 2011 - October 2016 · 5 yrs 5 mos
Park Avenue Securities LLC
June 2006 - January 2011 · 4 yrs 7 mos
Park Avenue Securities LLCBroker
June 2006 - January 2011 · 4 yrs 7 mos
Linsco/private Ledger CORP.
April 2005 - May 2006 · 1 yr 1 mo
Linsco/private Ledger CORP.Broker
April 2005 - May 2006 · 1 yr 1 mo
Park Avenue Securities LLC
September 2002 - May 2005 · 2 yrs 8 mos
Park Avenue Securities LLCBroker
May 2000 - May 2005 · 5 yrs
State Registrations2 states
LATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Baton Rouge, LA →All financial advisors in Louisiana →