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Craig Lyman

LPL Financial LLC
26 Years of Experience
Las Vegas, NV
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Craig Lyman is a registered investment advisor at LPL Financial LLC, based in Las Vegas, NV, with 26 years of industry experience. Craig is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8883 W Flamingo Rd Ste 101, Las Vegas, NV, 89147

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
February 1989
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Craig prepares taxes for select clients, dedicating minimal time. He also writes health insurance on an individual and group basis, spending about 10% of his time on this activity, and works nearly full-time on his LPL business and DBA.

Employment History
Current Registrations
LPL Financial LLC
February 2009 - Present · 17 yrs 8 mos
LPL Financial LLCBroker
December 2008 - Present · 17 yrs 10 mos
Previous Registrations
Lincoln Financial Distributors, INC.Broker
March 2008 - December 2008 · 9 mos
Oppenheimerfunds Distributor, INC.Broker
June 2003 - March 2008 · 4 yrs 9 mos
Transamerica Capital, INC.Broker
December 2000 - June 2003 · 2 yrs 6 mos
Intersecurities, INC.Broker
December 1999 - December 2000 · 1 yr
State Registrations38 states
AKALAZCACODEFLGAHIIAIDILINLAMAMDMIMNMOMSMTNCNENMNVNYOHOKORPASCTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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