Felix Mccarthy is a registered investment advisor at Moors & Cabot, INC, based in HUNTINGTON Bay, NY, with 57 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 5,074 clients with $3.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Moors & Cabot charges an annual fee based on a percentage of your portfolio, billed quarterly. The exact percentage is negotiable and depends on factors like account size and complexity. The minimum fee rate is 0.5% and the maximum is 1.5%, unless approved by senior management. Moors & Cabot may aggregate multiple accounts to determine fee breakpoints. They also offer an "Advice Only" service for assets held elsewhere, billed quarterly in advance.
Location
HUNTINGTON Bay, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Moors & Cabot, INC
Moors & Cabot, INC.
Moors & Cabot, INC.Broker
Previous Registrations
Carthage Group INC.
Carthage Group INC.Broker
Hanover Concepts, INC.Broker
Cardell & Associates, IncorporatedBroker
Shearson Loeb Rhoades INC.Broker
Shearson Hayden Stone INC.Broker
Shearson Hayden Stone INC.Broker
Hayden Stone INC.Broker
Shearson, Hammill & CO., IncorporatedBroker
Dean Witter & CO. IncorporatedBroker
E. F. Hutton & Company INCBroker
Prudential-Bache Securities INC.Broker
State Registrations7 states
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