DH
CFP
DH
CFP

David Hefty

27 Years of Experience
Auburn, IN

David Hefty is a CFP-designated registered investment advisor at Cx Institutional, LLC, based in Auburn, IN, with 27 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 4,560 clients with $4.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
80 advisors
Number of Clients
4,560 clients
Average Client Portfolio
$979K average
Assets Under Management
$4.5B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Program fees consist of an investment advisory fee and strategy fee, up to a maximum of 2.0% annually, and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

200 East 7th Street, Auburn, IN, 46706

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David is involved in several business activities, including Acacia Ranch, Inc. (a family business farming 65 acres), Hefty Farms, LLC (owning 65 acres), Hefty Real Estate, LLC (owning a commercial rental property), VestPro (an owner of CX Institutional, LLC for tax purposes), and 3:16 Real Estate, LLC (real estate rental). These activities require minimal time commitment.

Employment History
Current Registrations
Cx Institutional, LLC
March 2018 - Present · 8 yrs 7 mos
Previous Registrations
LPL Financial LLC
August 2014 - September 2020 · 6 yrs 1 mo
Hefty Wealth Partners
July 2010 - August 2018 · 8 yrs 1 mo
LPL Financial LLCBroker
September 2002 - September 2020 · 18 yrs
LPL Financial LLC
September 2002 - February 2011 · 8 yrs 5 mos
Ffp Advisory Services INC
January 2001 - October 2002 · 1 yr 9 mos
Ffp Securities, INC.Broker
July 2000 - October 2002 · 2 yrs 3 mos
Edward JonesBroker
August 1999 - July 2000 · 11 mos
State Registrations1 state
IN
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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