TrueAdvisor
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AN
CFA
AN
CFA

Alisha Norris

Cx Institutional, LLC
15 Years of Experience
Auburn, IN
View SEC Summary
View SEC Summary

Alisha Norris is a CFA-designated registered investment advisor at Cx Institutional, LLC, based in Auburn, IN, with 15 years of industry experience. Alisha operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 4,560 clients with $4.5B in assets under management.

Cx Institutional, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
80 advisors
Number of Clients
4,560 clients
Average Client Portfolio
$979K average
Assets Under Management
$4.5B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Program fees consist of an investment advisory fee and strategy fee, up to a maximum of 2.0% annually, and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

200 East 7th Street, Auburn, IN, 46706

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alisha is a committee member for the JA Foundation Investment Committee and a member of the Investment Committee for the Community Foundation of Greater Fort Wayne. She dedicates minimal time to each of these investment-related activities.

Employment History
Current Registrations
Cx Institutional, LLC
February 2022 - Present · 4 yrs 8 mos
Previous Registrations
LPL Financial LLCBroker
October 2013 - February 2022 · 8 yrs 4 mos
LPL Financial LLC
October 2013 - February 2022 · 8 yrs 4 mos
LPL Financial LLCBroker
December 2012 - July 2013 · 7 mos
LPL Financial LLC
December 2012 - July 2013 · 7 mos
Cetera Investment Services LLC
October 2011 - December 2012 · 1 yr 2 mos
Primevest Financial Services, INC.Broker
October 2011 - December 2012 · 1 yr 2 mos
Thrivent Investment Management INC.
August 2009 - November 2009 · 3 mos
Thrivent Investment Management INC.Broker
July 2009 - November 2009 · 4 mos
State Registrations1 state
IN
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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