AN
CFA
AN
CFA

Alisha Marie Norris

14 Years of Experience
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningHigh Net WorthCharitable GivingSocially Responsible Investing
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
61 advisors
Number of Clients
3,430 clients
Average Client Portfolio
$973K average
Assets Under Management
$3.3B

Fee Structure

Minimum Investment:$500
Loading...

Location

200 East 7th Street, Auburn, IN, 46706

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Alisha is a committee member for the JA Foundation Investment Committee and a member of the Investment Committee for the Community Foundation of Greater Fort Wayne. She dedicates minimal time to each of these investment-related activities.

Employment History
Current Registrations
Cx Institutional, LLC
February 2022 - Present · 4 yrs
Previous Registrations
LPL Financial LLCBroker
October 2013 - February 2022 · 8 yrs 4 mos
LPL Financial LLC
October 2013 - February 2022 · 8 yrs 4 mos
LPL Financial LLCBroker
December 2012 - July 2013 · 7 mos
LPL Financial LLC
December 2012 - July 2013 · 7 mos
Cetera Investment Services LLC
October 2011 - December 2012 · 1 yr 2 mos
Primevest Financial Services, INC.Broker
October 2011 - December 2012 · 1 yr 2 mos
Thrivent Investment Management INC.
August 2009 - November 2009 · 3 mos
Thrivent Investment Management INC.Broker
July 2009 - November 2009 · 4 mos
State Registrations1 state
IN
Advisor
Exams
No exam information available for this advisor.