BU
BU
Brett Ullen
26 Years of Experience
Brooklyn Park, MN
Broker
Brett Ullen is a registered investment advisor at Cetera Investment Advisers LLC, based in Brooklyn Park, MN, with 26 years of industry experience. Brett operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Brooklyn Park, MN
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLC
January 2022 - Present · 4 yrs 4 mos
Cetera Advisors LLCBroker
January 2022 - Present · 4 yrs 4 mos
Previous Registrations
Cetera Advisors LLC
January 2022 - March 2024 · 2 yrs 2 mos
Fbl Marketing Services, LLCBroker
December 2019 - October 2021 · 1 yr 10 mos
Fbl Wealth Management, LLC
December 2019 - October 2021 · 1 yr 10 mos
Northwestern Mutual Investment Services,llc
February 2014 - December 2019 · 5 yrs 10 mos
Northwestern Mutual Investment Services, LLCBroker
October 2002 - December 2019 · 17 yrs 2 mos
C.R.I. Securities, INC.Broker
August 1999 - August 2002 · 3 yrs
Securian Financial Services, INC.Broker
August 1999 - August 2002 · 3 yrs
State Registrations51 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.