JC
JC

Jessica Caden

23 Years of Experience
Franklin, TN
1 DisclosureBroker

Jessica Caden is a registered investment advisor at LPL Financial LLC, based in Franklin, TN, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

6840 Carothers Pkwy, Ste 450, Franklin, TN, 37067

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History

Regulatory History (1)
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Employment Separation After Allegations
October 2016
Employment History
Current Registrations
LPL Financial LLC
November 2023 - Present · 2 yrs 6 mos
LPL Financial LLC
November 2023 - Present · 2 yrs 6 mos
LPL Financial LLCBroker
November 2023 - Present · 2 yrs 6 mos
Previous Registrations
Fifth Third Securities, INC.
February 2018 - November 2023 · 5 yrs 9 mos
Fifth Third Securities, INC.Broker
January 2018 - November 2023 · 5 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2006 - October 2016 · 10 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2006 - October 2016 · 10 yrs 1 mo
Raymond James Financial Services
March 2006 - August 2006 · 5 mos
Raymond James Financial Services, INC.Broker
February 2006 - August 2006 · 6 mos
Linsco/private Ledger CORP.
November 2005 - February 2006 · 3 mos
Emerald Spectrum Advisory, INC.
November 2005 - January 2006 · 2 mos
Linsco/private Ledger CORP.Broker
November 2005 - February 2006 · 3 mos
Morgan Keegan & Company, INC.
January 2004 - December 2004 · 11 mos
Morgan Keegan & Company, INC.Broker
May 2000 - December 2004 · 4 yrs 7 mos
State Registrations27 states
ALARAZCACOCTFLGAILINKSKYMDMIMOMTNCNJNYOHPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.