Stephen Strinni is a registered investment advisor, based in Alton, IL, with 12 years of industry experience.
Location
2850 Homer Adams Parkway, Alton, IL, 62002
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLCBroker
February 2019 - Present · 7 yrs 5 mos
Cetera Investment Advisers LLC
February 2019 - Present · 7 yrs 5 mos
Previous Registrations
PNC Investments
May 2016 - April 2017 · 11 mos
PNC InvestmentsBroker
May 2016 - April 2017 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2012 - May 2016 · 4 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2012 - May 2016 · 4 yrs 1 mo
State Registrations7 states
COFLGAIDILMIMO
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.