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Bruce Mccaw

Stifel, Nicolaus & Company, Incorporated
54 Years of Experience
Naples, FL
1 DisclosureBroker
View SEC Summary
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Bruce Mccaw is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Naples, FL, with 54 years of industry experience. Bruce is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3777 Tamiami Trail North, Suite 300, Naples, FL, 34103

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History

Regulatory History (1)
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Employment Separation After Allegations
June 2023
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Bruce is a board member of the Indianapolis Symphony Orchestra, serving on the Finance & Development Committees, dedicating a few hours per week. He is also the President of the McCaw Family Foundation, spending minimal time per week making proposals and recommendations to the board.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
July 2023 - Present · 3 yrs 3 mos
Stifel, Nicolaus & Company, IncorporatedBroker
July 2023 - Present · 3 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 1986 - June 2023 · 36 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1979 - June 2023 · 44 yrs 3 mos
City Securities CorporationBroker
August 1971 - December 1978 · 7 yrs 4 mos
State Registrations18 states
AZCACOCTFLILINKSMDMIMONCNHNYOHPASCTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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