FL
FL

Fredrick Lehman

25 Years of Experience
Dallas, TX
1 DisclosureBroker

Fredrick Lehman is a registered investment advisor at UBS Financial Services INC., based in Dallas, TX, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

100 Crescent Court, Suite 400, Dallas, TX, 75201

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History

Regulatory History (1)
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Customer Dispute
June 2013
Settled
Other Business Activities

Fredrick is a managing member of RWL Family Group LLC, an investment-related family limited partnership. He also serves on the board of directors for the Dallas Opera and the Coppell High School Hockey Association, dedicating time to promoting these organizations.

Employment History
Current Registrations
UBS Financial Services INC.Broker
April 2013 - Present · 13 yrs 1 mo
UBS Financial Services INC.
April 2013 - Present · 13 yrs 1 mo
Previous Registrations
Morgan StanleyBroker
June 2009 - May 2013 · 3 yrs 11 mos
Morgan Stanley
June 2009 - May 2013 · 3 yrs 11 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
December 2002 - April 2007 · 4 yrs 4 mos
Morgan Stanley Dw INC.Broker
December 2002 - April 2007 · 4 yrs 4 mos
Morgan Stanley & CO., Incorporated
December 2000 - December 2002 · 2 yrs
Morgan Stanley & CO., IncorporatedBroker
October 2000 - December 2002 · 2 yrs 2 mos
State Registrations32 states
ARAZCACOCTDCDEFLGAILINKYLAMEMIMONCNJNMNYOHOKORPARISCTNTXVAWAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.