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Alain Brown

22 Years of Experience
Indianapolis, IN
Broker

Alain Brown is a registered investment advisor at Wells Fargo Advisors, based in Indianapolis, IN, with 22 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B

Fee Structure

Minimum Investment:$250K
  • Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.

The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.

One-Time Plan:Up to $25,000
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Location

8888 Keystone Crossing, Ste 700, Indianapolis, IN, 46240

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alain co-owns Wriel Holdings LLC and Genesis Rental Properties LLC, both investment-related. Alain also has 52% ownership with their spouse in multiple rental properties, dedicating a few hours per week to these activities.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
July 2024 - Present · 1 yr 10 mos
Wells Fargo Advisors
July 2024 - Present · 1 yr 10 mos
Previous Registrations
Fifth Third Securities, INC.
January 2015 - August 2024 · 9 yrs 7 mos
Fifth Third Securities, INC.Broker
January 2015 - August 2024 · 9 yrs 7 mos
PNC InvestmentsBroker
November 2009 - January 2015 · 5 yrs 2 mos
PNC Investments
November 2009 - January 2015 · 5 yrs 2 mos
Natcity Investments, INC.
February 2007 - November 2009 · 2 yrs 9 mos
Natcity Investments, INC.Broker
February 2007 - November 2009 · 2 yrs 9 mos
Oneamerica Securities, INC.
July 2006 - February 2007 · 7 mos
Oneamerica Securities, INC.Broker
June 2006 - February 2007 · 8 mos
Investors Capital CORP.Broker
July 1999 - November 2001 · 2 yrs 4 mos
State Registrations12 states
CADEFLILINKYMINYOHRITXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Alain Brown - Financial Advisor | TrueAdvisor