Charles Sorensen is a registered investment advisor, based in Sandy, UT, with 25 years of industry experience.
Location
9017 S Riverside Dr., Suite 210, Sandy, UT, 84070
Get directionsHistory
Regulatory History (5)
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Customer Dispute
February 2018Settled
Customer Dispute
August 2016Settled
Customer Dispute
June 2016Closed-No Action
Customer Dispute
January 2016Closed-No Action
Customer Dispute
November 2015Settled
Other Business ActivitiesSells Insurance
Charles is the president of Sorensen Financial, Inc., a personal S-Corp used for managing his business and paying expenses, dedicating about 10% of his time during business hours. He also works as an agent/rep/IAR for Locum Group Benefits, soliciting insurance and retirement accounts from physicians and dedicating most of his time to this activity.
Employment History
Current Registrations
Dfpg Investments, LLC
July 2024 - Present · 1 yr 9 mos
Dfpg Investments, LLCBroker
July 2024 - Present · 1 yr 9 mos
Diversify Advisory Services, LLC
September 2023 - Present · 2 yrs 7 mos
Previous Registrations
Dfpg Investments, LLC
February 2021 - February 2024 · 3 yrs
Dfpg Investments, LLCBroker
February 2021 - November 2022 · 1 yr 9 mos
Ars Investment Advisors, INC.
June 2018 - February 2021 · 2 yrs 8 mos
Allegis Investment Services, LLCBroker
May 2014 - April 2019 · 4 yrs 11 mos
Allegis Investment Advisors, LLC
May 2012 - June 2018 · 6 yrs 1 mo
Signator Financial Services, INC.Broker
July 2010 - June 2014 · 3 yrs 11 mos
Symetra Investment Services, INC.
July 2010 - May 2012 · 1 yr 10 mos
Insphere Securities, INC.
October 2007 - July 2010 · 2 yrs 9 mos
Insphere Securities, INC.Broker
July 2007 - July 2010 · 3 yrs
Allegis Advisors, INC.
June 2006 - October 2007 · 1 yr 4 mos
Esi Financial Advisors
March 2005 - June 2006 · 1 yr 3 mos
Equity Services, INC.Broker
March 2003 - August 2007 · 4 yrs 5 mos
Allstate Financial Services, LLCBroker
July 1999 - January 2002 · 2 yrs 6 mos
State Registrations4 states
AZLATXUT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.