David Frank is a CFA-designated registered investment advisor at Stonehaven Advisors, LLC, based in New York, NY, with 24 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
600 Fifth Avenue, 2nd Floor, New York, NY, 10020
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is a managing member of several Stonehaven entities, including Stonehaven Holdings, Stonehaven Nexus (a technology company taking about half of his time), Stonehaven Advisors (a registered investment advisor), Stonehaven Asset Management, Stonehaven Capital Partners, and Stonehaven Opportunities Fund, LP. The Stonehaven Opportunities Fund has been in wind-down mode since 2008.
Employment History
Current Registrations
Stonehaven Advisors, LLC
Stonehaven, LLC
Stonehaven, LLCBroker
Previous Registrations
Embarcadero Securities, LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.