BK
BK
Brian Kauffman is a registered investment advisor at Morgan Stanley, based in Purchase, NY, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2000 Westchester Avenue, 1Nc, Purchase, NY, 10577
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Regulatory History (1)
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Financial
February 2018Final
Employment History
Current Registrations
Morgan Stanley
July 2023 - Present · 3 yrs
Morgan StanleyBroker
May 2023 - Present · 3 yrs 2 mos
Previous Registrations
Morgan Stanley Distribution, INC.Broker
January 2009 - May 2011 · 2 yrs 4 mos
Morgan Stanley & CO. IncorporatedBroker
May 2007 - December 2008 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2007 - May 2007 · 4 mos
UBS Financial Services INC.Broker
May 2001 - May 2006 · 5 yrs
State Registrations49 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSLAMAMDMEMIMNMOMSNCNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.