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Vanessa Sainz
7 Years of Experience
La Verne, CA
1 DisclosureBroker
Vanessa Sainz is a registered investment advisor at D.A. Davidson & CO., based in La Verne, CA, with 7 years of industry experience. Vanessa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
La Verne, CA
Get directionsHistory
Regulatory History (1)
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Criminal
July 1992Final Disposition
Employment History
Current Registrations
D.A. Davidson & CO.
October 2019 - Present · 6 yrs 7 mos
D.A. Davidson & CO.
August 2018 - Present · 7 yrs 9 mos
D.A. Davidson & CO.Broker
August 2018 - Present · 7 yrs 9 mos
State Registrations26 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.