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Michael Campopiano

D.A. Davidson & CO.
25 Years of Experience
Claremont, CA
3 DisclosuresBroker
View SEC Summary
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Michael Campopiano is a registered investment advisor at D.A. Davidson & CO., based in Claremont, CA, with 25 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 70,118 clients with $42B in assets under management.

D.A. Davidson & CO.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
695 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
  • Financial planning services — generally ranges from $1,500 to $15,000 or more depending on the complexity of the client's financial circumstances and local market considerations.
One-Time Plan:$1,500 - $15,000
View Full SEC Brochure

Location

697 E. Foothill Boulevard, Suite D, Claremont, CA, 91711

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
April 2023
Final
Regulatory
March 2022
Final
Employment Separation After Allegations
July 2021
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Michael is the sole proprietor/owner of MAMGL LLC, a real estate investment and property management company, since 2018. He also owns Lid Vic Investments LLC, another real estate investment and property management company, since 2009, and is the chairman of the advisory board for the University of La Verne.

Employment History
Current Registrations
D.A. Davidson & CO.
May 2022 - Present · 4 yrs 5 mos
D.A. Davidson & CO.Broker
July 2021 - Present · 5 yrs 3 mos
Previous Registrations
D.A. Davidson & CO.
July 2021 - April 2022 · 9 mos
Morgan StanleyBroker
June 2009 - August 2021 · 12 yrs 2 mos
Morgan Stanley
June 2009 - August 2021 · 12 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
September 2003 - April 2007 · 3 yrs 7 mos
Morgan Stanley Dw INC.Broker
March 2002 - April 2007 · 5 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2002 - March 2002 · 2 mos
Fam Distributors, INC.Broker
July 2001 - January 2002 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2001 - June 2001 · 1 mo
State Registrations13 states
CAGAIDINMNMSMTNCNVOHTNVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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