Teresa Smith is a CFP-designated registered investment advisor at Origin Investment Advisory LLC, based in Sarasota, FL, with 20 years of industry experience. Teresa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 1,776 clients with $2.1M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Origin Investment Advisory does not charge a management fee based on the value of your account for Automated Index Investing (AII) programs. However, the mutual funds and ETFs within the portfolios may have their own fees, such as sales loads, management fees, and operating expenses. Administrative and trading costs may also be imposed by DriveWealth, the firm's broker-dealer.
Location
Sarasota, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Teresa works full-time as a content developer for CertFI since October 2022. This activity is not investment-related and takes nearly full-time hours.
Employment History
Current Registrations
Origin Investment Advisory LLC
Previous Registrations
Kms Financial Services, INC
Kms Financial Services, INC.Broker
Waddell & ReedBroker
Waddell & Reed
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
Cambridge Investment Research, INC.Broker
New England SecuritiesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.