Daniel Williams is a registered investment advisor, based in New York, NY, with 25 years of industry experience.
Location
Citi Private Bank, 153 East 53rd St., 24th, 25th Fls, New York, NY, 10022
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Citi Private Alternatives, LLCBroker
March 2017 - Present · 9 yrs 2 mos
Citi Private Alternatives, LLC
March 2017 - Present · 9 yrs 2 mos
Citigroup Global Markets INC.
May 2010 - Present · 16 yrs
Citigroup Global Markets INC.
May 2010 - Present · 16 yrs
Citigroup Global Markets INC.Broker
May 2010 - Present · 16 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - May 2010 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - May 2010 · 7 mos
Banc of America Investment Services, INC.
November 2003 - October 2009 · 5 yrs 11 mos
Banc of America Investment Services, INC.Broker
October 2003 - October 2009 · 6 yrs
J.P. Morgan Institutional Investments INC.Broker
August 2001 - February 2003 · 1 yr 6 mos
UBS Warburg LLCBroker
November 2000 - April 2001 · 5 mos
Painewebber IncorporatedBroker
September 1999 - November 2000 · 1 yr 2 mos
State Registrations24 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.