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Michael Curley

Rockport Wealth Advisors
26 Years of Experience
Cincinnati, OH
1 DisclosureBrokerSells Insurance
View SEC Summary
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Michael Curley is a registered investment advisor at Rockport Wealth Advisors, based in Cincinnati, OH, with 26 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 7 more. Their firm serves 1,623 clients with $680M in assets under management.

Rockport Wealth Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
1,623 clients
Average Client Portfolio
$417K average
Assets Under Management
$676.4M

Fee Structure

Minimum Investment:$250K
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $500K1.25%
$500K+1.00%

Fees are charged as a flat percentage of total household account value, not a tiered rate. All fees are negotiable. For clients utilizing Betterment, the total fee is 0.75%, with Betterment retaining 0.25% and Rockport Wealth Advisors receiving 0.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Cincinnati, OH

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
January 1972
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Michael is the owner of an insurance brokerage, selling life, disability, and long-term care insurance, dedicating minimal time to this activity. He also works full-time as a registered investment advisor (RIA) at Rockport Wealth Advisors.

Employment History
Current Registrations
Rockport Wealth Advisors
April 2022 - Present · 4 yrs 6 mos
Private Client Services, LLCBroker
April 2022 - Present · 4 yrs 6 mos
Previous Registrations
Cambridge Investment Research, INC.Broker
November 2015 - April 2022 · 6 yrs 5 mos
Cambridge Investment Research Advisors, INC.
November 2015 - April 2022 · 6 yrs 5 mos
LPL Financial LLC
August 2011 - November 2015 · 4 yrs 3 mos
LPL Financial LLCBroker
August 2011 - November 2015 · 4 yrs 3 mos
Fifth Third Securities, INC.
August 2009 - August 2011 · 2 yrs
Fifth Third Securities, INC.Broker
July 2009 - August 2011 · 2 yrs 1 mo
Strategic Institutional Consulting Group, LLC
June 2009 - July 2009 · 1 mo
Wachovia Securities, LLC
July 2003 - March 2009 · 5 yrs 8 mos
Wachovia Securities, LLCBroker
July 2003 - March 2009 · 5 yrs 8 mos
Prudential Securities Incorporated
February 2001 - July 2003 · 2 yrs 5 mos
Prudential Securities IncorporatedBroker
January 2001 - July 2003 · 2 yrs 6 mos
Painewebber IncorporatedBroker
September 1999 - January 2001 · 1 yr 4 mos
State Registrations5 states
FLINKYOHTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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