TrueAdvisor
TrueAdvisor
WM
WM

Walter Mccormac

Bluefin Financial
54 Years of Experience
Moorestown, NJ
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Walter Mccormac is a registered investment advisor at Bluefin Financial, based in Moorestown, NJ, with 54 years of industry experience. Walter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 331 clients with $290M in assets under management.

Bluefin Financial
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
331 clients
Average Client Portfolio
$875K average
Assets Under Management
$289.6M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.25%
$250K - $500K1.00%
$500K - $750K0.75%
$750K - $2.0M0.50%
$2.0M - $5.0M0.25%
$5M+0.10%

Fees are negotiable on a client-by-client basis. The firm also offers fixed annual portfolio management fees between $250 and $25,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

212 West Route 38, Suite 106, Moorestown, NJ, 08057

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2007
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Walter earns rental income from real estate and works as president of a financial services and insurance sales business since 1989, dedicating minimal time to the real estate. He is also an investment advisor representative with Securities America Advisors since 2003 and volunteers on a community dispute resolution committee.

Employment History
Current Registrations
Bluefin Financial
August 2017 - Present · 9 yrs 2 mos
Previous Registrations
Securities America Advisors, INC.
June 2003 - November 2017 · 14 yrs 5 mos
Securities America, INC.Broker
May 2003 - November 2017 · 14 yrs 6 mos
Prudential Securities Incorporated
August 1983 - April 2003 · 19 yrs 8 mos
Prudential Securities IncorporatedBroker
September 1977 - April 2003 · 25 yrs 7 mos
Bache Halsey Stuart INC.Broker
August 1976 - September 1977 · 1 yr 1 mo
Bache & CO IncorporatedBroker
February 1976 - August 1976 · 6 mos
Bache & CO., IncorporatedBroker
March 1972 - February 1976 · 3 yrs 11 mos
State Registrations2 states
NJTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Moorestown, NJ →All financial advisors in New Jersey →