Prashant Thakker
Prashant Thakker is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Carol Stream, IL, with 27 years of industry experience. Prashant is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 3,343 clients with $1.8B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Financial planning services — Currently offered at no cost, providing personalized reports to assess financial goals and retirement readiness.
Location
451 S Schmale Rd, Carol Stream, IL, 60188
Get directionsHistory
Regulatory History (3)
Customer Dispute
March 2023Customer Dispute
December 2008Customer Dispute
March 2006Other Business Activities
Prashant owns rental properties through Jala Properties since 2010. He spends a few hours per week collecting rent.
Employment History
Current Registrations
U.S. Bancorp Advisors, LLCBroker
U.S. Bancorp Advisors, LLC
Previous Registrations
U.S. Bancorp Investments, INC.Broker
U.S. Bancorp Investments, INC.
Cco Investment Services CORP.
Cco Investment Services CORP.Broker
Charter One Securities, INC.Broker
Investment Network, INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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