Brian Westcoat is a CFP-designated registered investment advisor, based in Walnut Creek, CA, with 26 years of industry experience.
Location
1600 S Main Street, #120, Walnut Creek, CA, 94596
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Brian is the president of the 1874 Bonanza HOA, a condominium homeowner association, since January 2024. He spends minimal time running meetings and managing the budget.
Employment History
Current Registrations
Sanctuary Securities, INC.Broker
June 2019 - Present · 6 yrs 11 mos
Sanctuary Advisors, LLC
June 2019 - Present · 6 yrs 11 mos
Sanctuary Securities, INC.
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2006 - June 2019 · 13 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2006 - June 2019 · 13 yrs 2 mos
RBC Dain Rauscher INC.
April 2002 - May 2006 · 4 yrs 1 mo
RBC Dain Rauscher INC.Broker
April 2002 - May 2006 · 4 yrs 1 mo
UBS Painewebber INC.Broker
February 2001 - April 2002 · 1 yr 2 mos
Prudential Securities IncorporatedBroker
August 1999 - February 2001 · 1 yr 6 mos
State Registrations6 states
CADEILINNVWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.