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Mark Lyon

Fathom Advisors LLC
24 Years of Experience
Minneapolis, MN
View SEC Summary
View SEC Summary

Mark Lyon is a registered investment advisor at Fathom Advisors LLC, based in Minneapolis, MN, with 24 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more.

Fathom Advisors LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Planning is included in investment management (also available separately)
Minimum Annual Fee:$12,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.20%
$1.0M - $3.0M0.85%
$3.0M - $5.0M0.70%
$5.0M - $10.0M0.60%
$10.0M - $25.0M0.40%
$25M+0.25%

Accounts are subject to a minimum monthly investment management fee of $1,000. Fees may be negotiated based on relationship size and complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8300 Norman Center Drive, Suite 550, Minneapolis, MN, 55437

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mark is involved with TPWA Operations LLC, dedicating about a third of his time to this non-investment related activity. He spends no time on this during trading hours.

Employment History
Current Registrations
Fathom Advisors LLC
September 2026 - Present · 1 mo
Previous Registrations
Ameriprise Financial Services, LLC
April 2021 - September 2026 · 5 yrs 5 mos
Ameriprise Financial Services, LLCBroker
December 2020 - September 2026 · 5 yrs 9 mos
Riversource Distributors, INC.Broker
January 2007 - November 2020 · 13 yrs 10 mos
Ameriprise Financial Services, INC.Broker
August 2006 - January 2007 · 5 mos
Jefferson Pilot Securities CorporationBroker
November 2003 - March 2005 · 1 yr 4 mos
Jefferson Pilot Securities CorporationBroker
August 1999 - July 2002 · 2 yrs 11 mos
State Registrations1 state
MN
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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