Nicolas Toadvine
Nicolas Toadvine is a CFP-designated registered investment advisor at Calton & Associates, INC., based in Tampa, FL, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Calton charges a percentage of your portfolio for investment management, up to 2.60% annually. This fee may be negotiable. The exact fee depends on the representative managing your account and the program you select. You may also incur additional fees from third-party money managers. Calton bills quarterly, either in advance or arrears. You can terminate the agreement with 30 days' notice, and any unearned fees will be refunded. Some clients may be charged performance-based fees.
Location
2701 N Rocky Point Drive, Suite 1000, Tampa, FL, 33607
Get directionsHistory
Regulatory History (12)
Customer Dispute
May 2014Customer Dispute
May 2014Customer Dispute
August 2013Customer Dispute
May 2013Customer Dispute
December 2012Customer Dispute
October 2012Customer Dispute
August 2012Customer Dispute
April 2012Customer Dispute
April 2012Customer Dispute
December 2011Customer Dispute
July 2011Customer Dispute
January 2010Other Business ActivitiesSells Insurance
Nicolas is an insurance agent selling fixed insurance, life, health, and fixed annuity products through Guardian Wealth Management and Amerity Financial, dedicating about 10-20% of his time to each. He also owns Guardian Wealth Management LLC, providing marketing and client services, which takes nearly full-time hours, and is involved in tax preparation, bookkeeping, teaching, and serving as a director for the YMCA.
Employment History
Current Registrations
Calton & Associates, INC.
Calton & Associates, INC.Broker
Previous Registrations
Calton & Associates, INC.
Calton & Associates, INC.Broker
Cabot Lodge Securities LLCBroker
Wall Foss Advisors, INC.
Brookstone Investment Advisory Services
Brookstone Securities, INC.Broker
Investors Capital Advisory
Ingram Advisory Services, LLC
Investors Capital CORP.Broker
Allen & Company of Florida, INC.Broker
Sigma Financial CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.