FV
FV

Francisco Javier Vaca

26 Years of Experience
Broker
Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
7 advisors
Number of Clients
172 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$181.2M

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K2.00%
$250K - $1.0M2.00%
$1.0M - $5.0M1.50%
$5.0M - $10.0M1.00%
$10M+0.75%

All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

West Windsor, NJ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Francisco is dually registered with Miura Capital LLC, a broker dealer based in Miami, FL.

Employment History
Current Registrations
Advisory Investor Services LLC
August 2021 - Present · 4 yrs 6 mos
Miura Capital, LLC
December 2019 - Present · 6 yrs 2 mos
Miura Capital, LLCBroker
December 2019 - Present · 6 yrs 2 mos
Previous Registrations
Morgan StanleyBroker
May 2010 - December 2019 · 9 yrs 7 mos
Wells Fargo Advisors, LLCBroker
July 2003 - May 2010 · 6 yrs 10 mos
Prudential Securities IncorporatedBroker
September 1999 - July 2003 · 3 yrs 10 mos
State Registrations7 states
FLLAMANJNYTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.