MD
CFP
MD
CFP
Michael Dempsey
15 Years of Experience
Farmington Hills, MI
1 DisclosureBroker
Michael Dempsey is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Farmington Hills, MI, with 15 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
31500 Northwestern Highway, Suite 150, Farmington Hills, MI, 48334
Get directionsHistory
Regulatory History (1)
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Criminal
May 2012Final Disposition
Employment History
Current Registrations
Raymond James & Associates, INC.
April 2024 - Present · 2 yrs 5 mos
Raymond James & Associates, INC.Broker
April 2024 - Present · 2 yrs 5 mos
Previous Registrations
Wells Fargo Advisors
May 2011 - April 2024 · 12 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
May 2011 - April 2024 · 12 yrs 11 mos
Newedge USA, LLCBroker
September 2010 - May 2011 · 8 mos
State Registrations20 states
AZCACOFLILMAMIMONCNHNJNVOHPASCTNTXUTVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.