MD
CFP
MD
CFP

Michael Dempsey

16 Years of Experience
Farmington Hills, MI
1 DisclosureBroker

Michael Dempsey is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Farmington Hills, MI, with 16 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

27555 Executive Dr, Suite 150, Farmington Hills, MI, 48331

Get directions

History

Regulatory History (1)
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Criminal
May 2012
Final Disposition
Employment History
Current Registrations
Raymond James & Associates, INC.
April 2024 - Present · 2 yrs 6 mos
Raymond James & Associates, INC.Broker
April 2024 - Present · 2 yrs 6 mos
Previous Registrations
Wells Fargo Advisors
May 2011 - April 2024 · 12 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
May 2011 - April 2024 · 12 yrs 11 mos
Newedge USA, LLCBroker
September 2010 - May 2011 · 8 mos
State Registrations20 states
AZCACOFLILMAMIMONCNHNJNVOHPASCTNTXUTVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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