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Theodore Fisher

J.P. Morgan Securities LLC
23 Years of Experience
Los Angeles, CA
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Theodore Fisher is a registered investment advisor at J.P. Morgan Securities LLC, based in Los Angeles, CA, with 23 years of industry experience. Theodore is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

601 S. Figueroa Street, Floor 35, Los Angeles, CA, 90017

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
September 2012
Criminal
February 1999
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Theodore is an employee of both JPMorgan Securities and JPMorgan Bank since June 2018. As an employee of JPMorgan Bank, he offers bank products and services, including deposit and credit products.

Employment History
Current Registrations
J.P. Morgan Securities LLC
June 2016 - Present · 10 yrs 4 mos
J.P. Morgan Securities LLCBroker
June 2016 - Present · 10 yrs 4 mos
Previous Registrations
Ameriprise Financial Services, INC.
February 2013 - June 2016 · 3 yrs 4 mos
Ameriprise Financial Services, INC.Broker
February 2013 - June 2016 · 3 yrs 4 mos
UBS Financial Services INC.Broker
November 2010 - October 2012 · 1 yr 11 mos
UBS Financial Services INC.
November 2010 - October 2012 · 1 yr 11 mos
Morgan Stanley Smith Barney LLC
June 2009 - November 2010 · 1 yr 5 mos
Morgan Stanley Smith BarneyBroker
June 2009 - November 2010 · 1 yr 5 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
April 2006 - April 2007 · 1 yr
Morgan Stanley Dw INC.Broker
April 2006 - April 2007 · 1 yr
Morgan Stanley
April 2006 - April 2006 · 0 mos
UBS Financial Services INC.
June 2003 - May 2006 · 2 yrs 11 mos
UBS Financial Services INC.Broker
May 2003 - May 2006 · 3 yrs
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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