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Steven Lewit

Sgl Financial, LLC
21 Years of Experience
Buffalo Grove, IL
3 DisclosuresSells Insurance
View SEC Summary
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Steven Lewit is a registered investment advisor at Sgl Financial, LLC, based in Buffalo Grove, IL, with 21 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 884 clients with $420M in assets under management.

Sgl Financial, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
13 advisors
Number of Clients
884 clients
Average Client Portfolio
$471K average
Assets Under Management
$416.0M

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

The maximum advisory fee is 1.50% per year. Individual advisors are allowed to lower this fee subject to a minimum fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1130 W Lake Cook Road, Suite 150, Buffalo Grove, IL, 60089

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2008
Final
Employment Separation After Allegations
March 2008
Investigation
March 2008
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Steven sells fixed insurance and equity indexed annuities through Tarkenton Financial LLC and J. G. Wentworth's annuity purchase program. He is also the CEO of Wealth-N, Inc.

Employment History
Current Registrations
Sgl Financial, LLC
April 2013 - Present · 13 yrs 6 mos
Previous Registrations
Kcd Financial, INC.Broker
August 2006 - March 2008 · 1 yr 7 mos
Berthel, Fisher & Company Financial Services, INC.Broker
November 2005 - August 2006 · 9 mos
Royal Alliance Associates, INC.Broker
March 2005 - November 2005 · 8 mos
Nsa Securities CorporationBroker
December 2003 - June 2004 · 6 mos
Intersecurities, INC.Broker
September 1999 - December 2003 · 4 yrs 3 mos
State Registrations3 states
CTILWI
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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