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RE
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Robert Joel Eisenberg
Sgl Financial, LLC
8 Years of Experience
2 Disclosures
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Financial Planning & Coaching
Insurance Planning
Estate Planning
High Net Worth
Sgl Financial, LLC
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
13 advisors
Number of Clients
1,136 clients
Average Client Portfolio
$192K average
Assets Under Management
$218.6M
Fee Structure
Minimum Investment:
$50K
Investment Management
Planning
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Location
1130 W. Lake Cook Road, Suite 150, Buffalo Grove, IL, 60089
Get directions
History
Regulatory History (2)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
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Regulatory
November 2018
Final
Regulatory
February 2018
Final
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Sgl Financial, LLC
August 2022 - Present · 3 yrs 6 mos
Previous Registrations
Sgl Financial, LLC
August 2022 - August 2022 · 0 mos
Northwestern Mutual Investment Services,llc
April 2022 - July 2022 · 3 mos
Northwestern Mutual Investment Services, LLC
Broker
March 2022 - July 2022 · 4 mos
Verity Asset Management
September 2021 - December 2021 · 3 mos
Brookstone Capital Management LLC
July 2020 - October 2020 · 3 mos
Gradient Advisors, LLC
November 2018 - April 2019 · 5 mos
Waterstone Financial Group, INC.
Broker
January 2007 - December 2008 · 1 yr 11 mos
NFP Securities, INC.
November 2005 - September 2006 · 10 mos
NFP Securities, INC.
April 2005 - April 2005 · 0 mos
NFP Securities, INC.
Broker
February 2005 - September 2006 · 1 yr 7 mos
State Registrations
1 state
IL
Advisor
Exams
No exam information available for this advisor.