Lorraine Rodriguez is a registered investment advisor, based in Columbus, OH, with 23 years of industry experience.
Location
One Nationwide Plaza, 03-07-202, Columbus, OH, 43215
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Nationwide Investment Advisors, LLC
October 2025 - Present · 9 mos
Nationwide Investment Services CorporationBroker
October 2025 - Present · 9 mos
Previous Registrations
Strategic Advisers LLC
March 2025 - October 2025 · 7 mos
Fidelity Personal and Workplace Advisors
March 2023 - March 2025 · 2 yrs
Fidelity Brokerage Services LLCBroker
January 2023 - October 2025 · 2 yrs 9 mos
Missionsquare Retirement
April 2018 - November 2022 · 4 yrs 7 mos
Missionsquare Investment ServicesBroker
July 2016 - November 2022 · 6 yrs 4 mos
Prudential Investment Management Services LLCBroker
October 2007 - May 2016 · 8 yrs 7 mos
Colonial Brokerage, INC.Broker
February 2006 - October 2007 · 1 yr 8 mos
Compass Capital Asset Management
September 2003 - July 2005 · 1 yr 10 mos
Uvest Financial Services Group, INC.Broker
September 2003 - July 2005 · 1 yr 10 mos
Morgan Stanley
January 2002 - January 2003 · 1 yr
Morgan Stanley Dw INC.Broker
May 2001 - January 2003 · 1 yr 8 mos
State Registrations2 states
FLOH
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.