Dorothy Austgen
Dorothy Austgen is a CFP-designated registered investment advisor at Integrity Alliance, LLC, based in Crown Point, IN, with 27 years of industry experience. Dorothy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 8 more. Their firm serves 10,885 clients with $5.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 1.00% |
| $3M+ | 0.50% |
Schedule reflects base Select Program fees. Total fees can include additional advisor fees, platform fees, and third-party manager costs up to 2.80% annually. Fees are negotiable.
Fee Estimator
Location
2100 N. Main Street, Suite 202, Crown Point, IN, 46307
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dorothy manages real estate through Premier Property Investments, LLC and Crown Real Estate Group, LLC, and provides investment advice and financial planning through Csenge Advisory Group and Eley-Graham-Austgen Financial Advisory Services. Dorothy also sells life, disability, and long-term care insurance, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Integrity Alliance, LLC.Broker
Csenge Advisory Group, LLC
Eley-Graham-Austgen Financial Advisory Services
Previous Registrations
Lion Street Financial, LLCBroker
Fsc Securities Corporation
Fsc Securities CorporationBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Joseph Lauer, CFPStifel, Nicolaus & Company, Incorporated
- Randall Minas, CFPStifel, Nicolaus & Company, Incorporated
- Elisha Porterfield, CFPStifel, Nicolaus & Company, Incorporated
- John Larson, ChFCAmeriprise Financial Services, LLC
- Adam Paulson, CFPMariner
- Shawn Sabau, CFPStifel, Nicolaus & Company, Incorporated