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Paul Sylvia

Ameriprise Financial Services, LLC
9 Years of Experience
Gurnee, IL
Broker
View SEC Summary
View SEC Summary

Paul Sylvia is a CFA-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Gurnee, IL, with 9 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5101 Washington St Ste 2L, Gurnee, IL, 60031

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Paul is associated with Ellio Wealth Advisors, LLC since January 2024. This investment-related activity takes about a quarter of his time during trading hours.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2023 - Present · 2 yrs 11 mos
Ameriprise Financial Services, LLC
November 2023 - Present · 2 yrs 11 mos
Ameriprise Financial Services, LLCBroker
November 2023 - Present · 2 yrs 11 mos
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
January 2023 - November 2023 · 10 mos
303 Securities, LPBroker
October 2020 - November 2022 · 2 yrs 1 mo
Aon Securities INC.Broker
April 2016 - November 2018 · 2 yrs 7 mos
Uvest Financial Services And/or Compass Capital
July 2003 - January 2004 · 6 mos
Uvest Financial Services Group, INC.Broker
May 2003 - January 2004 · 8 mos
Kemper Distributors, INC.Broker
August 1999 - June 2000 · 10 mos
State Registrations41 states
ALARAZCACOCTFLGAHIIAIDILINKYMAMDMEMIMNMOMSMTNCNENHNJNMNVNYOHORPASCTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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