Kong Lee is a registered investment advisor at LPL Financial LLC, based in Maplewood, MN, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Maplewood, MN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kong is a Registered Investment Advisor at VPWM Advisors LLC and a Registered Representative at LPL Financial LLC. Kong is also an independent insurance agent and owns rental property, dedicating minimal time to each. He also owns Ascension Wealth Stewardship LLC for tax/investment purposes.
Employment History
Current Registrations
LPL Financial LLC
Vantage Point Wealth Management
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
LPL Financial LLC
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Edward JonesBroker
State Registrations8 states
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