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William Watson

26 Years of Experience
Duluth, MN
BrokerSells Insurance

William Watson is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Duluth, MN, with 26 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

11 E Superior St Ste 400, Duluth, MN, 55802

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

William is a broadcaster for the University of Minnesota-Duluth hockey program, though this activity is inactive since 2004. He may also earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products, and works as a tactical advisor for Merry Kisscam, dedicating about 10-20% of his time.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
February 2014 - Present · 12 yrs 3 mos
Northwestern Mutual Investment Services, LLCBroker
November 1999 - Present · 26 yrs 6 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
December 1999 - January 2002 · 2 yrs 1 mo
State Registrations9 states
AZCAIAMNNDNMTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
William Watson - Financial Advisor | TrueAdvisor