Charles Foresyth is a CFP-designated registered investment advisor, based in Charlotte, NC, with 26 years of industry experience.
Location
521 E. Morehead Street, Suite 150, Charlotte, NC, 28202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Charles is the owner and president of Trifecta Financial LLC, a business entity created for managing business costs and taxes related to his role as an independent wealth advisor. He spends minimal time on this activity.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Ivy Distributors, INC.Broker
Waddell & ReedBroker
Lincoln Financial Distributors, INC.
Lincoln Financial Distributors, INC.Broker
Putnam Investment Management, LLC
Putnam Investment Management, LLC
Putnam Retail Management Limited PartnershipBroker
Liberty Securities CorporationBroker
New England SecuritiesBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.