Joseph Richard is a registered investment advisor at Anchor Financial Group, based in Brea, CA, with 23 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 126 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $5.0M | 1.00% |
| $5M+ | 0.90% |
For accounts using custodian Axos Advisor Services. Accounts using custodian American Funds Service Company and annuity accounts placed directly with various insurance/annuity companies are charged 0.5% annually.
Fee Estimator
Location
500 S. Kraemer Blvd Suite 255, Brea, CA, 92821
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is a licensed life and health insurance agent in California since 2011. He dedicates minimal time to insurance sales, and none during securities trading hours.
Employment History
Current Registrations
Anchor Financial Group
Previous Registrations
Npb Financial Group, LLCBroker
Pacific Financial Associates, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.