Michael Fiumara is a registered investment advisor, based in Huntersville, NC, with 22 years of industry experience.
Location
Huntersville, NC
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Transamerica Retirement Advisors, LLC
August 2025 - Present · 1 yr 1 mo
Transamerica Investors Securities, LLCBroker
August 2025 - Present · 1 yr 1 mo
Transamerica Investors Securities, LLC
August 2025 - Present · 1 yr 1 mo
Previous Registrations
E*trade Securities LLCBroker
January 2016 - August 2023 · 7 yrs 7 mos
E*trade Capital Management, LLC
January 2016 - August 2023 · 7 yrs 7 mos
Tiaa-Cref Advice and Planning Services
January 2008 - December 2015 · 7 yrs 11 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
February 2007 - December 2015 · 8 yrs 10 mos
Morgan Stanley Dw INC.Broker
January 2000 - August 2005 · 5 yrs 7 mos
State Registrations52 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.