Patricia Bergman
Patricia Bergman is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Howell, NJ, with 18 years of industry experience. Patricia is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.
Fee Estimator
Location
6806 Us-9, Howell, NJ, 07731
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Regulatory History (2)
Regulatory
September 2014Employment Separation After Allegations
April 2013Other Business Activities
Patricia works as an administrative W2 employee at Parkwood Associates, dedicating nearly full-time hours to trading. She also works as an advisory representative of a RIA at CIRA, spending about half of her time on investment-related activities and about a quarter of her time on trading.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
United Planners' Financial Services of America a Limited PartnerBroker
Royal Alliance Associates, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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