Patricia Bergman
Patricia Bergman is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Howell, NJ, with 17 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
6806 Us-9, Howell, NJ, 07731
Get directionsHistory
Regulatory History (2)
Regulatory
September 2014Employment Separation After Allegations
April 2013Other Business Activities
Patricia works as an administrative W2 employee at Parkwood Associates, dedicating nearly full-time hours to trading. She also works as an advisory representative of a RIA at CIRA, spending about half of her time on investment-related activities and about a quarter of her time on trading.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
United Planners' Financial Services of America a Limited PartnerBroker
Royal Alliance Associates, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.