Ian Wetherell is a registered investment advisor at LPL Financial LLC, based in Concord, CA, with 26 years of industry experience. Ian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
1855 Gateway Blvd Ste 570, Concord, CA, 94520
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2002Other Business Activities
Ian operates his LPL business through MC Financial Partners, dedicating full-time hours to it. He also owns rental real estate in Honolulu, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Principal Asset Management
Principal Funds Distributor, INC.Broker
Nationwide Investment Services CorporationBroker
Highmark Funds Distributors, LLCBroker
Mfc Global Investment Management (U.S.), LLC
John Hancock Advisers, LLC
John Hancock Funds, LLCBroker
John Hancock Distributors LLC
John Hancock Distributors LLCBroker
Manulife Wood Logan, INC.Broker
UBS Painewebber INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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