Ian Wetherell is a registered investment advisor at LPL Financial LLC, based in Concord, CA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1855 Gateway Blvd Ste 570, Concord, CA, 94520
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Regulatory History (1)
Customer Dispute
June 2002Other Business Activities
Ian operates his LPL business through MC Financial Partners, dedicating full-time hours to it. He also owns rental real estate in Honolulu, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Principal Asset Management
Principal Funds Distributor, INC.Broker
Nationwide Investment Services CorporationBroker
Highmark Funds Distributors, LLCBroker
Mfc Global Investment Management (U.S.), LLC
John Hancock Advisers, LLC
John Hancock Funds, LLCBroker
John Hancock Distributors LLC
John Hancock Distributors LLCBroker
Manulife Wood Logan, INC.Broker
UBS Painewebber INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.