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Thomas Ryan

14 Years of Experience
Tacoma, WA

Thomas Ryan is a registered investment advisor at Hawkins Investment Counsel, LLC, based in Tacoma, WA, with 14 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 82 clients with $150M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
82 clients
Average Client Portfolio
$1.8M average
Assets Under Management
$150.8M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $200K2.00%
$200K - $500K1.50%
$500K+1.00%

The investment management fee is negotiable at HIC's sole discretion and is based on several factors.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Tacoma, WA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hawkins Investment Counsel, LLC
May 2024 - Present · 1 yr 11 mos
Previous Registrations
Stolz & Associates, Ps
July 2023 - May 2024 · 10 mos
Alliancebernstein L.P.
July 2019 - April 2023 · 3 yrs 9 mos
Sanford C. Bernstein & CO., LLCBroker
June 2019 - April 2023 · 3 yrs 10 mos
UBS Financial Services INC.
September 2012 - November 2013 · 1 yr 2 mos
UBS Financial Services INC.Broker
August 2012 - November 2013 · 1 yr 3 mos
Russell Institutional Services Part of Russell Investment GroupBroker
July 2004 - January 2007 · 2 yrs 6 mos
Frank Russell Securities, INC.Broker
July 2002 - August 2004 · 2 yrs 1 mo
Russell Fund Distributors, INC.Broker
May 2001 - July 2002 · 1 yr 2 mos
Frank Russell Securities, INC.Broker
May 2000 - May 2001 · 1 yr
State Registrations1 state
WA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Ryan - Financial Advisor | TrueAdvisor